The main objective of a
scientific exercise to determine the potential threats
of harm from chemicals is to protect health and the environment.
Yet this fundamental objective is often forgotten or ignored
in the appraisal of risks inherent in the production,
distribution, and use of potentially harmful chemical
products. Dominant forces in the scientific community
and regulatory agencies impose an evaluation system that
relies heavily on numerical data and on the “smoking
gun” type of evidence of harm that presumes the
chemical to be innocuous until proven otherwise. This
supposedly “science-based” risk assessment
methodology has proven to be more effective in protecting
vested interests rather than protecting health and the
environment. In fact, “science-based” risk
assessment is not the decisive factor in determining the
regulatory status of a toxic chemical. The reality is
that corporate interests and political expediency are
the dominant considerations influencing regulatory decisions
pertaining to toxic chemicals, especially in Southern
countries where financial, technical, human and other
resources are sorely lacking and where socio-political
circumstances are conducive for powerful chemical companies
to exert influence and manipulate public policy. In a
country (the Philippines, for example) where thousands
of toxic chemical products are imported under a liberalized
economic regime and where the income of a foreign chemical
company from just one chemical product exceeds many times
over the entire budget of the regulatory authority, it
is not surprising that health and environmental protection
is at the mercy of the market economy. This situation
is aggravated by the fact that only a handful of medical
toxicologists, most of whom have to contend with numerous
other responsibilities as faculty, researcher, clinician,
resource person, etc., are available to provide technical
expertise to the government which, for some reason, is
even reluctant to tap that expertise.
The unequal power relations between the
strong and the weak, between the rich and the poor, and
between the First world and the Third world is very much
in the decision-making processes of government. Decisions
that tend to protect health and environment are allowed
only in so far as these do not threaten significantly
the dominant economic interests or only when strong public
pressure is exerted on government. It is not unusual,
for example, that bureacrats ignore the recommendations
of a government appointed toxicology committee or even
abolish the committee itself rather than ban or restrict
the toxic chemicals that the committee has deemed to be
too dangerous to be allowed into the market. It is also
not unusual that a technical expert in that committee
who criticizes government inaction and corporate bad practices
is marginalized, harassed, threatened and sued in court
for being outspoken and for exposing to the public the
dangers that the toxic chemicals bring to human health
and the environment.
Even intergovernmental bodies are not immune
to corporate influence as technical committees are packed
with corporate scientists or scientists under their influence.
The chemical peddlers, regulatory authorities and other
decision makers often rely on the “risk assessments”
done by these supposedly objective “scientific”
bodies as the basis for concluding a certain toxic chemical
is “proven” to be safe. To them, this is “sound
science”. True science, however, is about truth
and means the search for new knowledge in a systematic
and logical manner so that people may benefit from it.
True science involves astute observation of objects and
events, careful formulation of hypotheses, unbiased experimentation
and analysis, and logical conclusions. On the other hand,
corporate pseudo-science (disguised as “sound science”)
is characterized by manipulation of objects and events,
vested interest-driven and obscured formulation of hypotheses,
biased experimentation and analysis, and market-directed,
predetermined conclusions. In this distorted kind of science,
data are collected, generated, or even fabricated to support
corporate objectives and achieve marketing targets. Arguments
are based not on human logic but are made to protect corporate
interests. Information is not something that may be true
or false but something that is created and packaged to
sell a product. Thus, “science” and scientists,
too often, have become effective tools of corporate interests
at the expense of public health and the environment. The
case histories of endosulfan, methylene chloride and asbestos
illustrate just a few examples of such an unfortunate
development.
The obfuscation of science is in no small
measure due to the inherent reductionist character of
most scientists. By the very nature of their training
and work, scientists often become tubular in their thinking.
Too much pre-occupation on their specialty work and dependence
on corporate funded research tend to make them blind to
social realities. As a consequence, they often lose their
common sense.
Socially responsible scientists need
to get out of this trap. The first step, perhaps, is to
think like an ordinary human being and recognize that
man-made chemicals are inherently hazardous and must be
presumed harmful unless proven otherwise. This is the
precautionary approach. It recognizes the fact that, historically,
most hazardous chemicals have been shown to cause serious
and irreversible damage to human health and the environment.
It accepts the reality that the long-term impacts of toxic
chemicals are difficult to predict and often impossible
to prove. It is not dependent, as the risk assessment
methodology is, on a system of decision making that demands
generation of extensive scientific data and requires exhaustive
and quantitative analysis of risks as pre-conditions to
policy formulation and action. This is particularly relevant
to third world countries where the resources needed to
characterize the risks are not readily available.
The precautionary principle has several
essential elements:
1. Preventive – This is the
first essential element of the precautionary principle.
Prevention is the major activity, not mitigation. Avoidance
of exposure is the major concern, not defining the limits
of exposure as in the risk assessment approach. The question
asked is not how much exposure is allowable but whether
the exposure is necessary in the first place. Very often,
it is claimed that the precautionary approach is already
applied in risk assessment and the use of “safety
factors” to allow for uncertainties in limits of
exposure is cited as an example. This is not correct.
This is not precautionary but a “reactionary”
measure. True precaution does not only expand the dragnet
to capture an escaped convict but takes immediate preventive
measures so that the convict does not escape in the first
place and addresses, on the long term, the socio-political
factors that tend to create the criminal.
2. Reverse onus – This means
putting the burden of proof of safety on the
polluters and not putting the burden of proof of harm
on the potential victims. Too often, toxic chemicals cannot
be banned because current laws and international agreements,
like the GATT-WTO, mandate liberalized entry and persistence
of toxic chemicals in the environment unless proven harmful
beyond reasonable doubt. Efforts to regulate, restrict
or prohibit the production, sale and distribution of toxic
chemicals to protect health and the environment are often
considered “trade restrictions” and are challenged
by the chemical companies or by countries where these
companies are based. This situation is obviously biased
in favor of business interests highly disadvantageous
to people’s health and the environment. The precautionary
approach attempts to change this unjust situation.
3. Elimination – The ultimate
goal under the precautionary principle is the elimination
of
toxic chemicals, not just the management of risks. Especially
for persistent organic pollutants (POPs), elimination
is the only long term option because risks are considered
unmanageable. The recent discovery that very low levels
of POPs can cause significant reproductive, developmental,
neurological, immunological and other disorders directly
or indirectly due to endocrine disruptive effects reveal
that previous assumptions about tolerable levels based
on risk assessments are incorrect. Increasingly, toxic
chemicals characterized as persistent, bioaccumulative
and transported over long distances are now beginning
to be allocated a zero level of tolerance, which means
that for such chemicals, there is no safe level at all.
4. Community-oriented – The
health of communities is a primary concern of the
precautionary principle. The people’s basic right
to health and to a healthful environment take precedence
over corporate and proprietary rights. The right to engage
in a profit making venture (like selling a chemical) is
a derogable, conditional right, while the right to health
is a non-derogable, fundamental human right. Corporate
“rights” are ascribed rights and non-human,
while community right to health is a basic human and social
right. Any potential threat of harm from chemicals must
be dealt with in a precautionary manner that protects
basic human rights using the best available knowledge
and should not wait for rigorous scientific studies to
provide evidence of harm. Evidence of harm in pre-clinical
studies must be presumed to be evidence of harm to humans.
Community monitoring data and people’s testimonies
of harm must be given due importance and should be sufficient
to form the basis of a precautionary action.
5. Alternatives assessment –
Assessing the alternatives to address the needs that the
toxic
chemicals are supposed to fill is another important element
of the precautionary principle. This is not even considered
under the risk assessment paradigm. More often than not,
the need that chemicals are supposed to address can be
addressed more effectively and safely over the long term
by non-chemical alternatives. For example, the use of
higly toxic pesticides is often justified in terms of
increasing crop yields. However, a closer study of factors
that contribute to sustainable crop yields would reveal
that pesticides are not really necessary and that an integrated,
ecological approach to plant, soil and pest management
would be the better option for a sustainable crop production
that would not endanger health and the environment.
6 . Uncertainty is a threat –
Unlike in risk assessment where uncertainty is given the
benefit of the doubt, the precautionary principle considers
uncertainty as a potential threat. While those fixated
with the risk assessment paradigm often considers absence
of evidence as evidence of absence (of harm), precautionary
principle advocates would consider absence of evidence
as no evidence of absence (of harm). Infinitesimal uncertainty
factors often preclude demonstration of cause and effect
relationships and probabilistic characterization of risks.
To be meaningfully protective, therefore, an assessment
process looking into the potential environmental and health
impacts of a chemical should consider uncertainties as
a warning signal. Addressing the knowledge gaps pertaining
to that chemical should be made an obligatory matter for
the chemical manufacturer to the people’s satisfaction
before any chemical is allowed to be released into the
environment.
7. Technically/scientifically sound
– Contrary to what the critics often say, the
precautionary principle is scientifically and technically
sound. The evaluation process using a precautionary approach
is not just an arbitrary procedure based on mere speculations
and unfounded fears. It is based on the best available
scientific evidence and guided by technically sound analytical
procedures. For example, the potential toxicity and kinetic
disposition of many chemicals on human population and
the environment can be assessed by analyzing structure-activity
relationships, physico-chemical characteristics, molecular
mechanisms of action, animal toxicologic and ecotoxicologic
data, and other types of information relevant to the chemicals
in question in much the same way as in the risk assessment
methodology. There is a wide array of available scientific
data that could provide sufficient basis to make a sound
judgement as to the potential risks that a chemical poses
to human health. However, for existing chemicals in commerce
where scientific data is lacking or is inappropriate or
impractical to generate (such as direct experimentation
on humans), precautionary action protective of human health
and environment should be taken even if there are doubts
that the chemical in question poses unacceptable risks,
making use of the best available knowledge and taking
into account not only scientific but also socio-cultural
factors.
8. Information unrestricted –
A key element in the practice of the precautionary principle
is access to information. While the risk assessment paradigm
accepts confidentiality of information to protect corporate
proprietary rights, the application of the precautionary
principle would require full disclosure and accessibility
of information relevant to the appraisal of potential
threats that a chemical brings to human health and the
environment. Since the protection of health and the environment
is the paramount objective, all relevant information should
be made available and accessible, otherwise, the appraisal
process would be made subordinate to corporate interests.
This would be tantamount to the violation of the people’s
fundamental right to health and to a healthful environment.
The right to information is an extension of the right
to health and any abridgement or restriction of the right
to information would violate the non-derogable nature
of the right to health.
9. Open – A risk appraisal system
based on the precautionary principle is an open,
democratic and participatory process. It is not the exclusive
domain of elite scientists. It is not just a matter between
the chemical industry and the regulatory authorities.
The main object of the exercise is people. Therefore,
people have the right to look into and scrutinize what
steps are being done to protect them from hazardous chemicals.
It is the people’s right to participate in the decision
making processes relevant to the protection of their health
and their environment. The right to participate in decision
making is an extension of the people’s right to
self determination. The people have the right to determine
for themselves what chemicals they need and what they
don’t need; what risks are acceptable and what are
not acceptable. This right is also an extension of the
right to health, since without it, the right to health
is unattainable.
10. Need based - Most of the chemicals
that were introduced into the market after the
second world war were not the outcome of mission-oriented
researches directed towards fulfilling particular human
needs. They were by-products of the oil industry and the
war machinery of the industrialized countries. To maintain
profitability after the war, the corporations that created
them began searching for “needs” and began
creating demands that would be filled by these chemicals.
Thus, the synthetic dye industry, the solvent based manufacturing
process, the pesticide dependent agriculture, the chemical
preservative dependent food products, and many more chemical
dependent activities were created. The demand for synthetic
chemicals became phenomenal and today, hardly anyone can
pass the day without consuming or using a synthetic chemical
dependent product. The need for synthetic chemicals have
thus been automatically presumed in the current regulatory
system under the risk assessment paradigm. This system,
however, has led to disastrous consequences and have now
put the living organisms in this planet, including humans,
in extreme danger. Clearly, our “need” for
synthetic chemicals, especially pesticides and other intrinsically
hazardous chemicals, must be re-assessed. This is precisely
what the precautionary approach does, assess the need
for the chemical as part of a comprehensive and integrative
approach to risk appraisal before it is allowed to be
released into the market. The benefits that the chemical
brings to people must be reasonably clear and more important
that the potential threats of harm.